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Hydropower plant upgrade and automation fundamentals

Hydropower can be improved through the modernization of hydroelectric facilities, to both increase efficiency, reliability and uptime. Most hydropower plants were developed prior to 1970s and still predominately use the original equipment in the facility. Using new technology, facilities can benefit from the integration of renewables, automation and controls, enhanced safety and security.

A roadmap for hydropower plant upgrade and modernization

The average hydropower plant has been operating for 68 years and may be found operating with a mismatched assortment of hardware and controls, which are not optimized to work as a unified system. While other sustainable sources of energy like wind and solar power are early in their equipment and technology life cycles, there are ways to level this playing field. We've outlined how and provided a road­map for the mechanical and electrical upgrade of a typical hydropower plant.

What are the benefits to updating a hydroelectric facility?

Updating a hydroelectric facility by taking a holistic approach to power management can increase production while improving system efficiency, reliability and safety for decades to come. Here are some additional benefits of updating a hydroelectric facility:

  • Smarter generation plants, with improved asset management, communication, performance, enabled through digitalization
  • Cybersecurity improvements to facilitate digitalization and ensure plant security
  • Innovation and modernization of pumped storage to fulfill the growing energy storage requirements
  • Sustainability goals and decarbonization to support clean energy requirements
  • Increase of pumped storage and battery energy storage systems application as well as increased hydropower mix in the generation fleet
  • Hydropower plants integrated with other renewable energy resources such as wind and solar create an optimized energy delivery system

Example of a repowered small hydro plant using front-accessible medium-voltage switchgear, before and after upgrade.

Hydropower plant before
Hydropower plant after

How to upgrade and automate a hydropower dam?

The first step to upgrade and automate a hydropower dam is to determine the scope of work. Many factors need to be considered when upgrading a facility, including regulatory compliance, safety, reliability, capacity, cost, and operational constraints. When considering electrical and control equipment, it is important to define system goals and objectives first. Both new and existing system components in a generation facility need to be evaluated to ensure overall system requirements are being met; assessing existing equipment is a key aspect to upgrading facilities.

Categorizing equipment and evaluating each system is helpful and ensures that new operation requirements will be met.

The following is a list of major electrical equipment and controls to consider:

Line switches

Step-up transformer

Cable and/or bus duct

Generator windings

Metering and relaying

Plant switchgear

Generator breakers

Lighting and surge protection

Grounding systems

Station service system

Battery and DC distribution

Lighting

Machine controls

Supervisory controls

Excitation systems

Governor/gate control systems

Headwork’s/dam controls

Fire and security systems

Plant ventilation

Machine and process instrumentation

What requirements and regulations should be considered when updating hydroelectric facilities?

What power systems studies should be completed in a hydropower dam project scope of work?

  • Short-circuit study allows system engineers to determine if the power system protection equipment is suitable for the application, identifying key design parameters needed in the selection of new components, while ascertaining if existing components are safe and meet applicable electrical codes.
  • Load flow study is performed to determine if all equipment is properly sized for the intended application through modeling of cables, transformers, capacitors, breakers, fuses, and other system components. This study allows engineers to determine the effects of a generator capacity upgrade on the entire electrical system, making sure that all components are adequate for service.
  • Protection study ensures that major electrical system components are protected against system faults per today’s standards.
  • Arc flash hazard analysis is required by the National Electrical Code (NEC) It states personnel are to be protected from arc flash hazards associated with electrical systems. This power system analysis should be performed in the planning stages of a project to guide systems engineers in the selection of the appropriate protection and power equipment.
  • NERC compliance studies assure the effective and efficient reduction of risks to the reliability and security of the grid. North American Electric Reliability Corporation (NERC) develops and enforces a series of standards, including Protection and Control (PRC) Standards, Verification of Models and Data (MOD) for Generator, Exciter, Governor Standards, and Cyber Security (CIP) Standards.
Worker in control room with screens
Power systems studies

What are the arc flash safety considerations for a hydro dam upgrade project?

In a hydroelectric facility, an arc flash event can produce a powerful explosion marked by searing heat, toxic fumes, blinding light, deafening noise and massive pressure waves. In hydro applications, the exposed bus work and other older, more antiquated equipment create an inherent risk of arc flash compared to other, newer construction generation facilities such as a natural gas. New solutions exist to mitigate arc flash either through upgrade, modernization or installation of new technology.

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An arc flash is the energy release that occurs during an electrical fault when current flows through the air between two live conductors, causing a short circuit.

There are several arc flash mitigation solutions to consider:

  • Arc-resistant equipment: Available for medium- and low-voltage equipment, technology contains and redirects arc energy away from personnel and the facility out of the top of the equipment regardless of the originating location of the arc.
  • Safety switches: Applied as service entrance and branch circuit protection as well as motor disconnects for safe switching and lock-out, tag-out (LOTO) applications, available designs include double door line-side isolation switch, general duty, heavy duty, auxiliary power, double throw and shunt trip.
  • Portable and integrated remote racking: Enables personnel to stand outside the arc-flash protection boundary when inserting or removing (racking) power breakers or MCC units from low- or medium-voltage equipment. With small hydro, several machines connected to one common bus, power racking provides ability to remotely rack out one unit while keeping other units in service.
  • Arc flash reduction maintenance system: Available as a retrofit to a low-voltage power breaker and uses patented technology to reduce fault clearing time and lower the available arc-flash energy at the connected downstream devices. The system may be activated at the breaker or from a remote location. The result is a reduction of the incident energy during equipment maintenance, allowing for improved personnel safety while eliminating the need for higher levels of costly personal protective equipment (PPE). 
  • High-resistance grounding (HRG): Limits the magnitude of current during a phase-to-ground fault, thus reducing arc flash energy to increase personnel and equipment protection. Operators are alerted to faulted conditions and can easily locate the ground source via built-in fault tracing. Application of high-resistance grounding systems eliminates the possibility of a line-to-ground fault condition, significantly increasing personnel safety. 
  • Flashgard technology: Offers protection for enhanced safety during all stages of MCC maintenance, with features that work to help prevent an arc flash from occurring. Prevention begins with the use of shutters to isolate the vertical bus and the stabs when a unit is removed and allowing units to be disconnected from the vertical bus while the door remains closed. This technology can be incorporated into an arc-resistant construction for added protection. 
  • Arc Quenching Magnum PXR switchgear: Detects and extinguishes an arc flash in less than 4 ms to dramatically reduce incident energy. It reacts 10x faster than systems that rely solely on circuit breakers to clear an arc fault, including maintenance switches, ZSI, bus differential relaying and arc detection relays. It reduces incident energy below 1.2 cal/cm² and may reduce PPE requirements and arc flash boundaries.
Hydro Arc resistant gear
Protection and control for a single-unit hydro electrical plant.
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Arcflash Reduction Maintenance System on a low-voltage switchgear secondary door

What are switchgear modernization options for a hydroelectric facility?

Switchgear modernization options for a hydro electric facility include retrofit, replacement, retrofill, or reconditioning Hydroelectric facilities may have several scenarios that lead to the decision to modernize existing electrical switchgear instead of purchasing new switchgear including:

  • An older facility with older equipment
  • Removal of the switchgear is not an economical option
  • Communications requirements
  • Align older and new circuit breakers
  • Multiple brands of electrical equipment making service and replacement parts difficult
Switchgear Bar chart

What should be considered when selecting equipment for a hydro dam upgrade project?

The equipment selection process should take into consideration the specific design requirements of the project in conjunction with the overall preferences based on past experience and local support. To guide in the equipment selection process, several diagrams need to be drawn:

E-11-000 Comm station
Small hydro control system network diagram
One-line diagram for electrical equipment, which defines the entire scope of the electrical upgrade, including equipment sizes, relaying and logic schemes, metering points, and data requirements. Simple operating one-line diagrams do not provide enough detail to adequately define the project.
Control system network architecture diagram should be created early in the design process before the equipment is specified or purchased. This will guide control and data requirements of the project and determine the communication methods to be used. Modern control and protection systems are packed full of information that can be critical to the control of the system, and aid in tuning, trouble­shooting and commissioning the plant.
Process and instrumentation diagram (P&ID) is a useful tool in defining process-related systems for the facility. Water convey­ance diagrams should have all gates and valves clearly identified and labeled such that all stakeholders are calling equipment by the same name. Other P&IDs should include cooling systems, hydraulic systems, temperature monitoring and other auxiliary systems that require instrumentation. The P&ID serves as a roadmap for all work on subsystems so all parties (owner, engineer, suppliers, contractors, etc.) work toward the same endpoint.

What control system specifications should be defined for a hydro dam upgrade project?

Control system expectations and requirements need to be established before equipment selection and design criteria decisions are made. Well-defined system expectations will likely avert problems down the road, and may include:

  • Manned versus unmanned
  • Automatic unit start/stop
  • Real-time monitoring
  • Remote dispatch and control
  • Voltage or power factor control
  • Water resource management
  • Alarming and maintenance requirements
  • Data collection and reporting requirements
  • Redundancy and reliability
  • Market and regulatory obligations

 

 

 

What system protection is available for a hydro dam upgrade project?

 

Typical small hydro
Example of a completed small hydropower upgrade​
Active electrical protection – Modern digital relay protection systems are designed to monitor and protect generators, turbines, transformers, bus, and line protection, while collecting vast amounts of usable data. Careful planning for the integration of the protection systems with the control and SCADA systems can reduce recovery and downtime after a system or unit fault by allowing high-speed clearing.
Passive electrical protection – Grounding and surge protection for  generators and transformers to prevent extreme transient over-voltages, while limiting ground current to levels that do not cause damage. Whenever possible, the best practice is to high resistance ground the system. Properly sized and applied surge capacitors and lightning arresters should be considered.​
Mechanical protection systems – Equipment and facility protection for physical equipment operation, safety and functionality such as protecting against equipment overspeed, over-pressures, water release controls.

Should condition monitoring be implemented as part of a hydro dam system upgrade projects?

It is highly recommended that some form of condition monitoring be implemented as part of the system upgrade. At minimum, generator stator and turbine and generator bearing tempera­tures should be monitored. Resistance Thermal Detectors (RTDs), if not already installed, can be added to bearings and in some cases to generator windings. Vibration or “run-out” monitors can be added on the turbine shaft; these systems range from simple online mea­surements to a sophisticated condition monitoring system.

Other monitoring systems should be considered and scaled based on the size and the type of equipment to be monitored. The following list includes basic condition monitoring systems for evaluation:

  • Stator winding temperature
  • Bearing temperature
  • Cooling system temperatures
  • Bearing vibration or run out
  • Headcover or draft tube vibration
  • Rotor gap
  • Insulation Integrity – partial discharge for systems over 8 kV
  • Transformer temperature
  • Transformer online oil analysis
  • Head water and tail water levels
  • Trash rack differential
  • Position monitoring for spillway gates along the dam
 

What is the most used control platform used for automation in a hydro plant?

The most common automation solution implemented in the hydro industry is programmable logic controllers (PLCs) coupled with a graphical human machine interface (HMI). Properly designed and implemented, this powerful combination can provide a full set of features to:

  • Automatically start and stop generation units
  • Dispatch generation based on water management and/or power pricing requirements
  • Run of river, downstream flow or water storage management
  • Equipment condition monitoring
  • Regulatory and production reporting
  • Alarm annunciation and recording
  • Remote telemetry and control
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What are small hydro projects?

Small hydropower projects are classified as project work for hydrogeneration facilities with a capacity of less than 30 MW.

Typical scope for a small hydropower project may include:

  • Power system studies to evaluate current system and electrical equipment
  • Automation, control and digitalization upgrades
    • Excitation upgrade and modernization
    • Governor
    • Gate controls
    • Unit and plant control
    • SCADA
    • Protection system upgrades
  • Safety upgrades to incorporate new technology and arc flash mitigation
    • Identify hazards through arc flash studies, label equipment for the hazards and implement mitigation solutions
  • Equipment and electrical system upgrades to increase plant uptime
    • Reducing maintenance, improving operational efficiency
    • Identifying and replacing obsolete equipment
    • Addition of fault tolerance and redundancy to solutions
  • Switchgear modernization to find the best solution in a small footprint to meet the safety and operational requirements within space restrictions and integrated of protection and control and metering elements to minimize space requirements
  • Balance of plant to modernize the power distribution equipment to improve reliability (lighting, DC battery systems, fire detection systems, instrument upgrades)
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Unit control panel for a hydroelectric generator.

What is the difference in automation solutions for small hydro vs large hydro?

Large hydro applications (defined as greater than 30 MW capacity), have more redundancy in their automation. This may include parallel systems, punt standby, redundant relays and PLCs, as well as multiple operator interfaces. The increase in redundancy in large hydro is cost justifiable due to revenue generated by the facility. Small hydro facilities will likely have a similar system; however, there are less data and and control points and lower cost architecture due to the decrease of redundancy in system design.

What is a digital control system for hydro applications?

A digital control system is typically used as the “brain” of a hydro station control platform and is the integrated system to control all technologies across the facility for control automation. These technologies include smart controllers, smart sensors, operator interfaces at various levels, expanded capability in different protection and control system elements. Modern digital control systems provide a range of functions, including Boolean “ladder logic” programming, timing and counting, mathematical calculations and communication options. Hard-wired relay controls and logic have evolved into ladder logic controls and is currently distributed control monitoring and interface capabilities. These dispersed systems allow the designer to implement everything including unit start and stop sequences, speed governing, equipment condition monitor­ing, alarm logic and response, station water level control, water flow management and other specialized functions, providing station operators with real time intelligent information for enhanced station performance.

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What are cybersecurity considerations for hydro applications?

Cybersecurity for an Industrial Control System (ICS), like a hydro control system, needs to be considered throughout the system lifecycle, prioritizing the real-time safety, availability, and reliability requirements unique to these systems. Lifecycle considerations include choosing suppliers that use a third-party validated Secure Development Lifecycle (SDLC); choosing components with necessary security controls and vulnerability response throughout the component’s usable life; deploying components with secure configurations; applying a secure commissioning process; and applying consistent cybersecurity maintenance activities (biweekly, monthly, and yearly activities). The secure architecture and system design are also critical to isolate critical functions and apply the necessary boundary defenses to restrict traffic, only allow authorized access and enable secure remote connectivity (interactive for maintenance and machine to machine for cyclic client-server access). Information security must also be maintained throughout project communications, requiring partners who understand and support these data exchange requirements.

How does a SCADA/HMI system work in a hydroelectric facility?

  • Visualization of plant status and condition, logging of events and metering, and annunciation of alarm conditions are generally managed by the station HMI. It serves as the local operator’s portal into the process.
  • Utility and large fleet owners typically use a SCADA system to monitor geographically dispersed assets. In these cases, remote access to the local HMI is generally limited to engineering-level functions for troubleshooting. In select cases, primarily for non-utility generators without a centralized SCADA system, the station HMI is also used for remote access and control.
  • Often the station HMI is used to log regulatory, alarm and perfor­mance information. This data is commonly stored in a data­base or historian. Data may be easily accessed from the archive for reporting to meet regulatory obligations, monitor performance and provide insight into plant operations.
SCADA/HMI system work in a hydro facility 01
SCADA/HMI system work in a hydro facility 02
Typical HMI screens

Are there any special installation and commissioning considerations for hydroelectric modernization projects?

A significant challenge in any upgrade project is scheduling the work to minimize downtime while allowing sufficient time for planned work to be executed. Multiple factors impact the schedule, including weather, concurrent work at the plant, and available resources. 

Tips for planning project work:

  • Build flexibility into the schedule to accommodate seasonal variations.
  • Be mindful of scheduling conflicts at the plant and amount of work planned during outages, especially at small hydro plants where space and access are limited. 
  • Leverage project management to have one person coordinating all activity onsite, ensuring that each group (mechanical, electrical, civil) has the time and access required to efficiently perform their scope of work.

What are the best practices for completing a hydro modernization project?

  • Complete a site assessment to understand modernization opportunities at each facility
  • Create systems that are forward compatible, more easily modernized  
  • Reduce outage time by updating multiple systems at once 
  • Develop an integrated approach that maximizes functionality 
  • Design, build and test systems in a controlled environment, fielding a tested system  
  • Avoid duplication of engineering, integration efforts  
  • Standardization on equipment and approach across fleet 
  • Establish a systems or systematic approach for hydro modernization and upgrades
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Make Eaton your trusted advisor for complete hydro plant modernization

When upgrading your hydro plant, you need a provider with broad capabilities, a proven track record, and the expertise to not only oversee the entire process, but resolve any unforeseen hurdles along the way. With Eaton as your trusted advisor, modernizing your hydroelectric facility has never been easier.

By leveraging Eaton’s hydro services team, the normal stressors of a plant upgrade process become water under the bridge. Our expertise and turnkey value minimize disruptions to operations, while administration of tasks is streamlined by working with a single source.